Marci Eck Fired from Morgan Stanley
Marci Eck (CRD #: 5351179), a broker registered with Morgan Stanley, was fired from the firm, according to her BrokerCheck record, accessed on November 11, 2022. If you want to know more about her conduct as a broker, keep reading.
Terminated from Morgan Stanley
On October 3, 2022, Marci Eck was fired from Morgan Stanley following alleged concerns related to adding information to client-signed documents.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Adding information to signed documents could violate this rule.
Background Information
Marci Eck has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
She previously worked for Morgan Stanley (CRD#:149777).
Kurta Law Can Help
If you worked with Marci Eck and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.