Maher Dabbouseh (CRD #7754617) Has a Regulatory Event and Termination Disclosure on FINRA BrokerCheck

Maher Dabbouseh (CRD #7754617) was previously registered as a broker and has disclosures on FINRA BrokerCheck. We reviewed his BrokerCheck report on March 5, 2026. It reflects one regulatory event and one termination disclosure. If you invested with Maher Dabbouseh and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Regulatory Action(s)

Maher Dabbouseh’s FINRA BrokerCheck report reflects one regulatory event. A summary of the event is below:

On February 25, 2026, FINRA suspended Maher Dabbouseh in all capacities. Maher Dabbouseh’s FINRA BrokerCheck report states the matter involved a failure to comply with an arbitration award or settlement agreement. The report also states he did not satisfactorily respond to a FINRA request for information about compliance status. The suspension is indefinite and continues until the required payment is made or discharged. You can review the underlying document here: FINRA letter

Employment Separation

Maher Dabbouseh’s FINRA BrokerCheck report also reflects one employment separation disclosure. A summary is below:

Maher Dabbouseh’s FINRA BrokerCheck report states Edward Jones discharged him on May 13, 2024. BrokerCheck states the firm cited concerns that he did not follow policies related to fictitious or misleading account or system information and fraud or improper conduct.

Rule Summary #1: FINRA Rule 9554 (Failure to Comply with an Arbitration Award or Related Settlement)

FINRA Rule 9554 allows FINRA to start expedited suspension proceedings when a broker or firm does not pay a FINRA arbitration award. If the award remains unpaid, the suspension can stay in place until the award is satisfied.

Rule Summary #2: FINRA Rule 8210 (Provision of Information and Testimony)

FINRA Rule 8210 lets FINRA request documents, information, or testimony from people under its jurisdiction. A failure to respond fully and on time can lead to discipline, including suspensions.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Maher Dabbouseh:

Is not currently registered.

Was previously registered with Edward Jones from August 2023 to May 2024.

Has passed the Securities Industry Essentials (SIE) exam. He has also passed the Series 7TO and Series 66 exams.

Kurta Law Can Help

If you have worked with Maher Dabbouseh and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. You can read more about potential claims and investor protections in the resources below. To speak with Kurta Law, call (877) 600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Attorney | Securities Fraud

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.