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Lyle Uyeda Fired from PlanMember Securities Corporation

Lyle Uyeda (CRD #: 2637150), a broker formerly registered with PlanMember Securities Corporation, was fired from that firm, according to his BrokerCheck record, accessed on June 14, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Termination from PlanMember Securities Corporation

On May 13, 2025, Lyle Uyeda was fired from PlanMember Securities Corporation following allegations that he entered into a series of personal loans with a client totaling approximately $1.45 million. He allegedly did not inform his firm of these transactions until April 12, 2025.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Rule 3240

FINRA Rule 3240 describes the circumstances under which brokers may borrow from or lend to clients.

Background Information

Lyle Uyeda has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for the following firms:

  • PlanMember Securities Corporation (CRD#:11869)
  • Symetra Investment Services (CRD#:19061)
  • SafeCo Investment Services (CRD#:19061)

Kurta Law Can Help

If you worked with Lyle Uyeda and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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