Luis Castanon Fired from J.P. Morgan Securities

Luis Castanon (CRD #: 7475634), a broker formerly registered with J.P. Morgan Securities, was fired from that firm following allegations of misconduct, according to his BrokerCheck record, accessed on June 8, 2023. If you have questions about his alleged conduct as a broker, read on.

Termination from J.P. Morgan Securities

On April 15, 2023, Luis Castanon was fired from J.P. Morgan Securities and JPMorgan Chase Bank after allegedly accessing a bank customer’s profile without a business need and updating a bank customer’s phone number.

Luis Castanon was allegedly associated with this phone number and allegedly made calls from that number to update the customer’s information and attempt transactions.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Luis Castanon has passed the following exams:

• Series 63 – Uniform Securities Agent State Law Examination
• Series 6TO – Investment Company Products/Variable Contracts Representative Examination
• SIE – Securities Industry Essentials Examination

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Luis Castanon and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.