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Lucas Crespi Fired by Merrill Lynch

Lucas Crespi (CRD #: 6783348) was terminated by Merrill Lynch, Pierce, Fenner & Smith. This termination appears on his BrokerCheck record, accessed on February 9, 2024. Keep reading if you have questions concerning these allegations. 

Termination by Merrill Lynch 

On December 21, 2023, Merrill Lynch fired Lucas Crespi following allegations that he made an inaccurate entry into an internal system utilized to track client interactions. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Inaccurate entries regarding client interactions may violate this rule. 

Background Information 

Lucas Crespi has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

Kurta Law Can Help 

If you have worked with Lucas Crespi and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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