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Lorri Gillock-Cordelli Named in Investor Dispute

Lorri Gillock-Cordelli (CRD #: 2459637), a broker registered with Raymond James & Associates, is the subject of a dispute, according to her BrokerCheck record, accessed on May 7, 2025. If you want to know more about her alleged conduct as a broker, keep reading.

Investor Dispute

On March 4, 2025, Lorri Gillock-Cordelli was named in a dispute alleging that she and her spouse were improper beneficiaries of a client’s trust. This dispute seeks $485,000 in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Rule 3241

FINRA Rule 3241 prohibits brokers from being named as a beneficiary, executor, or trustee or holding other positions of trust for a client, except under specific circumstances. For example, brokers may be beneficiaries of immediate family members.

Background Information

Lorri Gillock-Cordelli has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

Lorri Gillock-Cordelli is a registered broker in eight states and a registered investment adviser in Tennessee.

She has also worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with Lorri Gillock-Cordelli and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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