Loretta Gervais Facing a Six-Figure Dispute
Loretta Gervais (CRD #: 6080004), a broker registered with Edward Jones, is facing an investor dispute, according to her BrokerCheck record, accessed on August 25, 2021.
On June 25, 2021, an investor alleged that Loretta Gervais failed to follow instructions to change the asset allocations in his portfolio. According to the Broker Comment section of the disclosure, the firm denied the dispute, but on June 24, 2021, the investor filed a statement of claim so they could pursue FINRA arbitration. (Investors should remember that they can still recover losses following a denial.) The investor is seeking $100,000; the dispute is pending.
Loretta Gervais Background Information
Loretta Gervais has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
She is a registered broker in 19 states and is a registered investment adviser in Texas and Minnesota.
Kurta Law Can Help
If you worked with Loretta Gervais and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email email@example.com.