Lora Hoff Named in Investor Dispute

Lora Hoff (CRD #: 3175071), a broker registered with Purshe Kaplan Sterling Investments, is involved in an investor dispute, according to her BrokerCheck record, accessed on April 4, 2025. Investors may have also engaged her services through Concurrent Investment Advisors. Keep reading if you have questions about her alleged conduct as a broker.

Investor Dispute

On February 5, 2025, an investor named Lora Hoff in allegations that an investment failed to meet the client’s financial goals. The investor sought $150,000 in damages but the firm denied the dispute.

However, investors should be aware that firms can deny disputes without an outside review. It’s still possible to recover damages after a denial and investors may want to pursue FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Lora Hoff has passed the following exams:

• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Securities Agent State Law Examination – Series 63

Lora Hoff is a registered broker in six states and a registered investment adviser in Texas.

She has also worked for the following firms:

• Investment Planners (CRD#:18557)
• IPI Wealth Management (CRD#:111872)
• MML Investors Services (CRD#:10409)
• Lincoln Financial Advisors (CRD#:3978)
• The Lincoln National Life Insurance Company (CRD#:2580)
• Princor Financial Services (CRD#:1137)

Kurta Law Can Help

If you worked with Lora Hoff and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.