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Criminal Charge Entered Against Liam Dehey

Liam Dehey (CRD #: 7946492), a broker registered with Merrill Lynch, Pierce, Fenner & Smith, is the subject of a criminal charge, according to his BrokerCheck record, accessed on June 22, 2025. Read on for more information.

Criminal Charge

On May 4, 2025, a criminal charge was entered against Liam Dehey. This charge is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Liam Dehey has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

Liam Dehey is a registered broker in all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands. He is also a registered investment adviser in New Jersey and Texas.

Kurta Law Can Help

If you worked with Liam Dehey and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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