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Les Miles Terminated by First Heartland Capital

Les Miles (CRD #: 5157562) has been fired by First Heartland Capital. This disclosure appears on his BrokerCheck record, accessed on July 12, 2024. Keep reading for more information. 

Employment Separation Following Allegations 

On May 8, 2024, First Heartland Capital fired Les Miles following allegations that he failed to disclose his roles in all outside business activities. 

Les Miles has the following outside businesses listed on his detailed BrokerCheck record: 

  • Miles Tax Service  
  • Miles Maintenance: Co-owner of a property  
  • North Mississippi Emmaus Community: Board member 
  • Miles Agency: Fixed insurance sales 

Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval of any outside business.

Kurta Law Can Help 

If you have worked with Les Miles and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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