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Larry Smallwood Fired from Edward Jones for Alleged Firm Policy Violation

Larry Smallwood (CRD #: 7665993), a broker formerly registered with Edward Jones, was fired from that firm, according to his BrokerCheck record, accessed on May 24, 2025. Read on for more details about his alleged conduct as a broker.

Termination from Edward Jones

On February 24, 2025, Larry Smallwood was fired from Edward Jones following allegations that he failed to follow firm policies concerning electronic communications.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Larry Smallwood has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously worked for Edward Jones (CRD#:250).

Kurta Law Can Help

If you worked with Larry Smallwood and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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