Larry Feldmesser Allegedly Engaged in Negligent Misrepresentation
Larry Feldmesser (CRD #: 1848547), a broker registered with Stifel, Nicolaus & Company is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 18, 2024. Keep reading if you have questions regarding his alleged conduct.
Investor Allegations
On August 30, 2024, an investor alleged that Larry Feldmesser engaged in negligent misrepresentation and violated Wisconsin’s Uniform Securities Law. The investor is seeking $189,844.
Misrepresentation
FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.
Background Information
Larry Fledmesser has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 24 General Securities Representative Examination
- Series 9 General Securities Sales Supervisor – Options Module Examination
- Series 10 General Securities Sales Supervisor – General Module Examination
He is a registered broker in 26 states and D.C. He is also a registered investment adviser in D.C., Florida, Texas, Virginia, and Wisconsin.
Larry Feldmesser has registered with 12 firms. These are the five most recent:
- Stifel, Nicolaus & Company (CRD #: 793)
- Interocean Wealth Management (CRD #: 140456)
- Interocean Securities (CRD #: 141077)
- Ameriprise Financial Services (CRD #: 6363)
- UBS Financial Services (CRD #: 8174)
Kurta Law Can Help
If you worked with Larry Feldmesser and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.