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Lance White Allegedly Failed to Disclose Conflicts of Interest

Lance White (CRD #: 2682783), a broker registered with Morgan Stanley, is the subject of a civil action. This disclosure appears on his BrokerCheck record, accessed on October 30, 2025. Keep reading if you have questions regarding his alleged conduct.

Civil Action

On August 29, 2025, a civil claim alleged that Lance White solicited investments from clients without disclosing a conflict of interest.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose a conflict of interest may violate this rule.

Background Information

Lance White has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 50 states, D.C., the Virgin Islands, and Puerto Rico. He is a registered investment adviser in Florida, Ohio, and Texas.

Lance White has registered with four firms:

  • Morgan Stanley (CRD #: 149777)
  • UBS Financial Services (CRD #: 8174)
  • Moran Stanley & Co. (CRD #: 8209)
  • Morgan Stanley (CRD #: 7556)

Kurta Law Can Help

If you worked with Lance White and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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