Kyleigh Haynes Allegedly Failed to Respond to FINRA Requests for Information

Kyleigh Haynes (CRD #: 6988886), a broker formerly registered with Northwestern Mutual Investment Services, was recently suspended for allegedly failing to respond to FINRA requests for information, according to her BrokerCheck Record, accessed on April 16, 2022. Kyleigh Haynes’s alleged conduct is a violation of FINRA Rule 8210.

FINRA Rule 8210 requires members to provide information under oath, if requested, regarding any matter that pertains to an investigation, complaint, examination, or proceeding. A violation of FINRA Rule 8210 is also a violation of FINRA Rule 2010, which requires member firms and their associated persons to “observe high standards of commercial honor and just and equitable principles of trade.”

FINRA Sanctions

Kyleigh Haynes was suspended on February 14, 2022. She failed to request termination of the suspension within three months of the date of the Notice of Suspension and was therefore automatically barred on April 25, 2022. 

Background Information

Kyleigh Haynes has passed the following exams:

• Series 63 – Uniform Securities Agent State Law Examination
• Series 6TO – Investment Company Products/Variable Contracts Representative Examination
• SIE – Securities Industry Essentials Examination

Besides Northwestern Mutual Investment Services, Kyleigh Haynes has not worked with any other firm.

Kurta Law Can Help 

If you have been victimized by Kyleigh Haynes as a broker, don’t hesitate to get in touch with us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.