Kyleigh Haynes Allegedly Failed to Respond to FINRA Requests for Information
Kyleigh Haynes (CRD #: 6988886), a broker formerly registered with Northwestern Mutual Investment Services, was recently suspended for allegedly failing to respond to FINRA requests for information, according to her BrokerCheck Record, accessed on April 16, 2022. Kyleigh Haynes’s alleged conduct is a violation of FINRA Rule 8210.
FINRA Rule 8210 requires members to provide information under oath, if requested, regarding any matter that pertains to an investigation, complaint, examination, or proceeding. A violation of FINRA Rule 8210 is also a violation of FINRA Rule 2010, which requires member firms and their associated persons to “observe high standards of commercial honor and just and equitable principles of trade.”
Kyleigh Haynes was suspended on February 14, 2022. She failed to request termination of the suspension within three months of the date of the Notice of Suspension and was therefore automatically barred on April 25, 2022.
Kyleigh Haynes has passed the following exams:
- Series 63 – Uniform Securities Agent State Law Examination
- Series 6TO – Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
Besides Northwestern Mutual Investment Services, Kyleigh Haynes has not worked with any other firm.
Kurta Law Can Help
If you have been victimized by Kyleigh Haynes as a broker, don’t hesitate to get in touch with us today at 877-600-0098 or email@example.com for a free consultation.
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