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Kyle LaCroix Fired from Fidelity Brokerage Services

Kyle LaCroix (CRD #: 6538977) was fired from Fidelity Brokerage Services, according to his BrokerCheck record, accessed on June 29, 2022. Keep reading if you want to know more about his conduct as a broker.

Termination from Fidelity Brokerage Services

On February 7, 2022, Fidelity Brokerage Services fired Kyle LaCroix following allegations involving his conduct and honesty regarding trades that he conducted in the accounts of two family members. He also allegedly sent unrelated written communications which did not comply with firm policy.

FINRA Rule 2010

FINRA Rule 2010 requires brokers to maintain high standards of commercial honor and ethical conduct. Many kinds of unethical broker behavior violate this rule.

Background Information

Kyle LaCroix has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for Fidelity Brokerage Services (CRD#:7784).

Kurta Law Can Help

If you worked with Kyle LaCroix and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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