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Kwame Adusei Named in Dispute Alleging Unauthorized Withdrawals

Kwame Adusei (CRD #: 6166926), a broker registered with Morgan Stanley, is involved in a pending dispute, according to his BrokerCheck record, accessed on July 17, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On June 2, 2023, an investor named Kwame Adusei in a dispute alleging that funds were withdrawn from her accounts without her knowledge in 2022 and 2023. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

FINRA Rule 2150

FINRA Rule 2150 prohibits brokers from misusing investors’ funds.

Background Information

Kwame Adusei has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Kwame Adusei is a registered broker in ten states and Puerto Rico. He is also a registered investment adviser in New York and Texas.

He has also worked for J.P. Morgan Securities (CRD#:79) and Wells Fargo Advisors (CRD#:19616).

Kurta Law Can Help

If you worked with Kwame Adusei and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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