Kurt Jackson Allegedly Breached His Fiduciary Duty

Kurt Jackson (CRD #: 2913769), a broker registered with Commonwealth Financial Network, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on September 6, 2025. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On June 26, 2025, an investor alleged that Kurt Jackson breached his fiduciary duty by over-concentrating her account in a specific bond fund. The investor is seeking $160,000, but the dispute was denied by the firm. Investors should know, however, that firms can deny funds without an external review. You can still recover your losses following a denial. 

There is another investor dispute on his record that was settled for $375,000. 

Unsuitable Overconcentration 

FINRA Rule 2111 prohibits unsuitable investment recommendations. Over-concentrated investments are often unsuitable because they expose the investor to unnecessary risk. Brokers are required to consider their investors’ risk tolerance when they make recommendations. 

Diversified portfolios expose investors to a broader swath of the market and lessen the chance that an investor will suffer major losses following a drop in share prices for a particular stock or sector. Investors who rely on brokers for recommendations may be able to recover losses following overconcentration by pursuing FINRA arbitration.

Background Information 

Kurt Jackson has passed the following exams:

Kurt Jackson Allegedly Breached His Fiduciary Duty 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 31 Futures Managed Funds Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in 10 states and is a registered investment adviser in California. 

During his 28 years of experience, Kurt Jackson has registered with four firms: 

• Commonwealth Financial Network (CRD #: 8032) 
• NFP Advisor Services (CRD #: 42046) 
• UBS Financial Services (CRD #: 8174) 
• Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 

Kurta Law Can Help

If you worked with Kurt Jackson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.