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Kristopher Aubrey Allegedly Violated Firm Policies Regarding Signatures

Kristopher Aubrey (CRD #: 6995271) has been fired by Edward Jones. This is according to his BrokerCheck record, accessed on September 13, 2024. Details concerning this dispute are provided below. 

Employment Separation After Allegations 

On July 10, 2024, Edward Jones fired Kristopher Aubrey following allegations that he violated firm policies relating to fraud or improper conduct, gifts and charitable contributions, and signatures. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating firm policies relating to fraud or improper conduct may violate this rule. 

Background Information 

Kristopher Aubrey has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you worked with Kristopher Aubrey and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

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