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Kole Petersen Facing Allegations of Misrepresented Securities

Kole Petersen (CRD #: 5250732), a broker registered with Royal Alliance Associates, is involved in an investor dispute, according to his BrokerCheck record. Investors may have also worked with Kole Petersen through Central Financial Group.

On June 10, 2021, an investor alleged that Kole Petersen misrepresented an index-linked annuity purchase.

Kole Petersen Background Information

Kole Petersen has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination

He is a registered broker in nine states and is a registered broker in Iowa.

Kole Petersen has registered with the following firms:

  • Royal Alliance Associates (CRD #: 23131)
  • Signator Investors (CRD #: 468)
  • Principal Funds Distributor (CRD #: 43261)
  • Princor Financial Services Corporation

Kurta Law Can Help

If you worked with Kole Petersen and you have concerns about your investments, contact Kurta Law today. Call 877-600-0098 or email info@kurtalawfirm.com.

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