Kimberly Cimmiyotti Involved in Investor Dispute

Kimberly Cimmiyotti (CRD #: 4564778), a broker registered with LPL Financial, was involved in an investor dispute, according to her BrokerCheck record, accessed on April 9, 2025. Read on if you want to know more about her alleged conduct as a broker.
Investor Dispute
On February 3, 2025, an investor named Kimberly Cimmiyotti in a dispute alleging that $131,000 was taken from the client. This dispute was denied by the firm.
Investors should be aware, however, that firms can deny disputes without an outside review. It’s still possible to recover damages after a denial by seeking out FINRA arbitration.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Background Information
Kimberly Cimmiyotti has passed the following exams:
- Securities Industry Essentials Examination – SIE
- General Securities Representative Examination – Series 7
- Uniform Combined State Law Examination – Series 66
Kimberly Cimmiyotti is a registered broker in 28 states and a registered investment adviser in Oregon and Texas.
Kurta Law Can Help
If you worked with Kimberly Cimmiyotti and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.