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Kevin Jenkins Voluntarily Resigned from Fidelity Brokerage Services

Kevin Jenkins (CRD #: 7433172), a broker registered with Merrill Lynch, was terminated by Fidelity Brokerage Services, according to his BrokerCheck record, accessed on August 7, 2023. Details are provided below. 

According to allegations dated June 1, 2023, Kevin Jenkins voluntarily resigned from Fidelity Brokerage Services following allegations that he posted financial-related content on his social media. He also allegedly used the name of an entity that had not been approved. 

FINRA Rule 2210 

FINRA Rule 2210 states, “An appropriately qualified registered principal of the member must approve each retail communication.” This rule relates to firms’ communications with the public, i.e. advertising. It may also cover a registered broker’s social media posts. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2210 may also violate this rule. 

Background Information 

Kevin Jenkins has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He has registered with the following firms: 

  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • Fidelity Personal And Workplace Advisors (CRD #: 288590) 
  • Fidelity Brokerage Services (CRD #: 7784) 

Kurta Law Can Help

If you worked with Kevin Jenkins and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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