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Kevin Christensen Allegedly Failed to Follow Investor’s Instructions

Kevin Christensen (CRD #: 5621865), a broker registered with LPL Financial, allegedly failed to follow a client’s instructions, according to his BrokerCheck record, accessed on January 30, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

In a dispute filed on November 11, 2022, an investor alleged that Kevin Christensen failed to follow their instructions. This dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without an external review. Investors can still pursue FINRA arbitration and may be able to recover their losses after a denial.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Kevin Christensen has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Kevin Christensen is a registered broker and a registered investment adviser in California and Texas.

He has also worked for Overland and Shanahan (CRD#:133505) and Stratos Wealth Partners (CRD#:153184).

Kurta Law Can Help

If you worked with Kevin Christensen and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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