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Kenneth Michin Embroiled in Investor Dispute Alleging Misrepresentation

Kenneth Michin (CRD #: 6046565), a broker and investment advisor registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on March 26, 2022.

Investor Allegations

On December 20, 2021, Kenneth Michin was involved in an investor dispute alleging misrepresentation. The dispute is still pending一the investor is seeking $277,000. 

The disclosure does not specify the nature of the misrepresentation. Misrepresentation of investment opportunities deprives investors of the information they need to assess risks associated with a particular investment. 

FINRA Rule 2020 prohibits brokerage firms and stockbrokers from making material misrepresentations. Losses that can be attributed to a stockbroker’s material misrepresentations of facts may result in a viable securities arbitration claim for damages.

Background Information

Kenneth Michin has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 9 – General Securities Sales Supervisor – Options Module Examination

Kenneth Michin is a registered broker in 50 states, Washington D.C., Puerto Rico, and the Virgin Islands. He is also a registered investment advisor in Rhode Island.

Besides Merrill Lynch, Pierce, Fenner & Smith Incorporated, Kenneth Michin has not worked with any other firm.

Kurta Law Can Help

If you have worked with Kenneth Michin and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or for a free consultation.

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Please reach out if you have any questions about what steps to take next to recover your investment losses.