Kenneth Kondas Fired from Huntington Investment Company
Kenneth Kondas (CRD #: 2882129) has been fired from his firm, according to his BrokerCheck record, accessed on July 14, 2022. If you want to learn more about Kenneth Kondas’ conduct as a broker, read on.
Discharge from The Huntington Investment Company
On May 3, 2022, Kenneth Kondas was fired from The Huntington Investment Company after allegedly failing to adhere to multiple internal written supervisory procedures, including sending “personally identifiable client account information” to a third party who was not confirmed to be the client. Kenneth Kondas allegedly notified the firm when he realized another individual was acting as the client.
The Securities and Exchange Commission’s Regulation S-P requires firms to provide investors with privacy policies that describe how their personal information will be used and shared, and to provide clients with the ability to opt out of having their information shared with certain third parties.
Kenneth Kondas has passed the following exams:
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
- Series 6 – Investment Company Products/Variable Contracts Representative Examination
In the past, he has worked for the following firms:
- The Huntington Investment Company (CRD#:16986)
- Cetera Investment Services (CRD#:15340)
- UVEST Financial Services Group (CRD#:13787)
- Butler, Wick & Company (CRD#:120)
- Northwestern Mutual Investment Services (CRD#:2881)
- Robert W. Baird & Company (CRD#:8158)
Kurta Law Can Help
If you worked with Kenneth Kondas and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.