Kenneth Angell’s Registration Suspended in New Hampshire

Kenneth Angell (CRD #: 6744214), a broker formerly registered with Ameriprise Financial Services, recently had his registration revoked and suspended in New Hampshire, according to his BrokerCheck record, accessed on March 30, 2023. If you have questions about his alleged conduct as a broker, keep reading.

New Hampshire Action

On January 13, 2023, the New Hampshire Bureau of Securities Regulation alleged that Kenneth Angell’s firm was audited in June 2022, but that the audit was not facilitated and the Bureau did not receive the requested documents.

The Bureau issued a cease and desist order, revoked and suspended Kenneth Angell’s registration in the state, and subjected him to a penalty of $5,000. This revocation and suspension took effect on January 13, 2023.

According to BrokerCheck, this action remains pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Kenneth Angell has passed the following exams:

• Series 66 – Uniform Combined State Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination

He previously worked for Ameriprise Financial Services (CRD#:6363).

Kurta Law Can Help

If you worked with Kenneth Angell and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.