Kelly Hejtmancik is the Subject of a Loan Dispute
Kelly Hejtmancik (CRD #: 4535262), a broker registered with MML Investors Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on July 19, 2024. Details concerning this dispute are provided below.
Investor Allegations
On May 30, 2024, an investor alleged that Kelly Hejtmancik took a personal loan of $70,000 from her investments. He allegedly used this money to buy a condominium and alleged has not contacted the investor since the personal loan took place. The dispute was denied, but investors should know that firms can deny disputes without any external review.
Investors should know that there is a settled dispute on his record alleging unauthorized transactions.
FINRA Rule 3240
FINRA Rule 3240 describes the limited circumstances under which brokers may borrow from or lend to clients, such as loans between immediate family members.
Background Information
Kelly Hejtmancik has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 6 Investment Company Products / Variable Contracts Representative Examination
He has registered as a broker in California, Texas, and Virginia. He is a registered investment adviser in Texas.
During his 20 years of experience, Kelly Hejtmancik has registered with two firms: MML Investors (CRD #: 10409) and NYLife Securities (CRD #: 5167).
Kurta Law Can Help
If you have worked with Kelly Hejtmancik and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.