K.C. Kuehn Allegedly Recommended Unsuitable Energy Investments

K.C. Kuehn (CRD #: 4875040), a broker registered with Lincoln Financial Advisors Corporation, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 1, 2024. Keep reading if you have more questions regarding his alleged conduct. 

Investor Allegations 

On February 16, 2024, an investor alleged that K.C. Kuehn recommended unsuitable oil and gas investments. Energy investments are often unsuitable due to their high risk. The investor is seeking $200,000. 

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

• Age
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status
• Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

K.C. Kuehn has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in 14 states and is a registered investment adviser in California and Texas. 

During his 19 years of experience, K.C. Kuehn has registered with two firms: Lincoln Financial Advisors Corporation (CRD #: 3978) and Jefferson Pilot Securities Corp. (CRD #: 3870). 

Kurta Law Can Help 

If you have worked with K.C. Kuehn and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.