Justin Funakura Terminated by Farmers Financial Solutions
Justin Funakura (CRD #: 5718194) has been fired by Farmers Financial Solutions. This disclosure appears on his BrokerCheck record, accessed on November 10, 2023. Details regarding this termination are provided below.
On October 17, 2023, Farmers Financial Solutions fired Justin Funakura following allegations that failed to notify the firm in writing of proposed private securities transactions prior to participating.
FINRA Rule 3280
FINRA Rule 3280 requires brokers to seek approval from their firm before engaging in private securities transactions.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 3280 are also violations of FINRA Rule 2010.
Justin Funakura has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products/Variable Contracts Representative Examination
- Series 26 Investment Company Products/Variable Contracts Principal Examination
In his 14 years of experience, Justin Funakura has only registered with Farmers Financial Solutions (CRD #: 103863).
Kurta Law Can Help
If you worked with Justin Funakura and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.