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Juan Ventura Fired from J.P. Morgan Securities Over Alleged Misconduct

Juan Ventura (CRD #: 5765436), a broker formerly registered with J.P. Morgan Securities, was fired from that firm following alleged misconduct, according to his BrokerCheck record, accessed on June 6, 2023. If you want to know more about his alleged conduct as a broker, read on.

Termination from J.P. Morgan Securities

On May 12, 2023, Juan Ventura was fired from J.P. Morgan Securities and JPMorgan Chase Bank for allegedly assigning a bank incentive credit to a co-worker who was ineligible to receive it.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Juan Ventura has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for J.P. Morgan Securities (CRD#:79) and Chase Investment Services (CRD#:25574).

Kurta Law Can Help

If you worked with Juan Ventura and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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