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Joshua Slish Allegedly Misrepresented Variable Annuity

Joshua Slish (CRD #: 7272170), a broker registered with Equitable Advisors, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on July 24, 2022. If you want to know more about Joshua Slish’s conduct as a broker, keep reading.

Investor Dispute

On June 13, 2022, an investor alleged that Joshua Slish misrepresented a variable annuity he sold to the client in 2021. This dispute is currently pending.

FINRA Rule 2020

Misrepresentation violates FINRA Rule 2020, which bans the use of deceptive and manipulative tactics to influence investors’ decisions.

Variable Annuities

Variable annuities are often unsuitable for investors due to their high fees and the possibility that the policy will lapse. Depending on the underlying investments, the annuity may also lose money. 

Background Information

Joshua Slish has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 24 – General Securities Principal Examination

Joshua Slish is a registered broker and a registered investment adviser in New York, Florida, Texas, and Pennsylvania.

Kurta Law Can Help

If you worked with Joshua Slish and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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