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Joshua Oh Terminated by MML Investors Services

By: kurtablogs Author
November 26, 2025 at 2:38am

Joshua Oh (CRD #: 3131833) has been fired by MML Investors Services following allegations that he impersonated a client from another organization. This disclosure appears on his BrokerCheck record, accessed on August 8, 2025. Keep reading if you have concerns regarding his alleged conduct. 

Employment Separation After Allegations

On August 8, 2025, MML Investors Services fired Joshua Oh following allegations that he impersonated a client from another organization.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Impersonating a client from another organization may violate this rule.

Background Information

Joshua Oh has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination

He has registered with the following firms:

  • MML Investors Services (CRD #: 10409)
  • MSI Financial Services (CRD #: 14251)
  • Metropolitan Life Insurance Company (CRD #: 4095)

Kurta Law Can Help

If you worked with Joshua Oh and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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