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Josh Hoag Fired by CWM LLC

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 5, 2025 at 5:54pm

Josh Hoag (CRD #: 5097281) has been terminated by CWM. This disclosure appears on his BrokerCheck record, accessed on October 5, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On September 12, 2025, CWM terminated Josh Hoag, alleging he engaged in a crypto offering that was not approved by the firm. 

Private Securities Transactions 

FINRA Rule 3280 requires brokers to provide written notice to their firm before engaging in private securities transactions. If the broker is to receive compensation for their participation in the transaction, the member firm may not approve the broker’s participation. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 3280 also violate this rule. 

Background Information 

Josh Hoag has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He has registered with the following firms: 

  • Edward Jones (CRD #: 250) 
  • JP Morgan Securities (CRD #: 79) 
  • Banc of America Investment Services (CRD #: 16361) 

Kurta Law Can Help 

If you have worked with Josh Hoag and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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