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Joseph Abbate Voluntarily Resigned from JP Morgan Following Allegations

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 9, 2023 at 2:40am

Joseph Abbate (CRD #: 6168873) has voluntarily resigned from JP Morgan Chase Bank following allegations. This disclosure appears in his BrokerCheck record, accessed on September 7, 2023. Keep reading if you want more details. 

On August 11, 2023, Joseph Abbate voluntarily resigned following allegations that he allowed an affiliate bank customer to sign a bank signature card on behalf of another affiliate bank customer who was not present. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information 

Joseph Abbate has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products/Variable Contracts Representative Examination 

He has only ever registered with JP Morgan in his 10 years of experience. 

Kurta Law Can Help

If you worked with Joseph Abbate and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

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