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Jose Vasquez Involved in a Variable Annuity Dispute

Jose Vasquez (CRD #: 7198955), a broker formerly registered with Equitable Advisors, was named in an investor dispute, according to his BrokerCheck record, accessed on March 2, 2022. Details are provided below.

On November 16, 2021, an investor alleged that they did not authorize Jose Vasquez to open a variable annuity. Variable annuities are complex investments that can come with high fees that can negate any possible profits. The dispute was denied by the firm, but investors should know that firms can deny disputes without an external review. Investors can still recover losses following a denial.

Background Information

Jose Vasquez has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Series 7TO General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Jose Vasquez has only registered with Equitable Advisors (CRD #: 6627).

Kurta Law Can Help

If you have worked with Jose Vasquez and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated on behalf of investors who have lost money following broker fraud or misconduct. Kurta Law is a nationally recognized law firm and exclusively represents investors on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Our attorneys will work tirelessly to restore your lost funds and get your financial future back on track.

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