Jose Quinones Barred by FINRA

Jose Quinones (CRD #: 1310742) has been barred by FINRA. This is according to his BrokerCheck record, accessed on September 12, 2025. Keep reading if you have questions concerning his alleged conduct. 

Regulatory Action 

On June 10, 2025, Jose Quinones entered into an Acceptance, Waiver, and Consent agreement (AWC), in which he consented to the findings that he refused to provide documents and information requested by FINRA as a part of an investigation following his resignation from PFS Investments. 

You can read a copy of the AWC here.

Employment Separation After Allegations 

On December 31, 2024, PFS Investments permitted Jose Quinones to resign following allegations regarding a potentially undisclosed business activity called Next Level Holdings. 

FINRA Rule 3270 – Outside Business and Selling Away

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. The brokerage firm may prohibit the activity if the firm believes the proposed activity may compromise the broker’s duties. Firms may also require brokers to seek approval of any outside business.

Background Information 

Jose Quinones has passed the following exams: 

• SIE – Securities Industry Essentials Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination  

He has registered with the following firms: 

• PFS Investments (CRD #: 10111) 
• Foresters Equity Services (CRD #: 18464) 
• Allen Douglas Securities (CRD #: 42410) 
• WMA Securities (CRD #: 32625) 
• Walnut Street Securities (CRD #: 15840) 

Kurta Law Can Help

If you worked with Jose Quinones and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.