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Jordan Raniszeski Subject of Investor Dispute

Jordan Raniszeski (CRD #: 4750584), a broker registered with LPL Financial, is involved in an investor dispute, according to his BrokerCheck record, accessed on November 1, 2024. Keep reading to learn more about his alleged conduct as a broker.

Investor Dispute

In a dispute filed on August 19, 2024, an investor named Jordan Raniszeski in allegations of poor account performance between December 1, 2021, and March 1, 2023. This dispute was denied by the firm.

However, investors should be aware that firms can deny disputes without an external review. Investors can still recover damages following a denial by pursuing FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jordan Raniszeski has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 31 – Futures Managed Funds Examination
  • Series 7 – General Securities Representative Examination

Jordan Raniszeski is a registered broker in 30 states and the District of Columbia. He is also a registered investment adviser in North Carolina and Texas.

He has also worked for Wells Fargo Clearing Services (CRD#:19616) and Deloitte & Touche Investment Advisors (CRD#:104593).

Kurta Law Can Help

If you worked with Jordan Raniszeski and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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