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Jordan Ng Terminated by RBC Capital Markets

Jordan Ng (CRD #: 6111277) has been fired by RBC Capital Markets. This disclosure appears on his BrokerCheck record, accessed on September 7, 2023. Keep reading for details concerning his termination. 

On July 26, 2023, RBC Capital Markets terminated Jordan Ng following allegations he violated the firm’s alteration and execution of client documents policy. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of firm policy may violate this rule. 

Background Information 

Jordan Ng has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

Jordan Ng has registered with the following firms: 

  • RBC Capital Markets (CRD #: 31194) 
  • JP Morgan Securities (CRD #: 79) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) 
  • Morgan Stanley (CRD #: 149777) 
  • First Republic Securities Company (CRD #: 105108) 

Kurta Law Can Help

If you worked with Jordan Ng and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. The firm only earns a fee if our securities attorneys recover money on your behalf.

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