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Jonathan Harbin Fired by Tamar Securities

Jonathan Harbin (CRD #: 7150889) has been terminated by Tamar Securities. This disclosure appears on his BrokerCheck record, accessed on April 10, 2024. Keep reading for more information. 

Employment Separation After Allegations 

On March 1, 2024, Tamar Securities fired Jonathan Harbin following allegations of fraudulent documentation of clients’ books and records. 

Up-to-Date Books and Records 

FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Fraudulent documentation may violate this rule. 

Background Information 

Jonathan Harbin has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination  
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you have worked with Jonathan Harbin and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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