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Jonathan Aguilera Permitted to Resign by PFS Investments

Jonathan Aguilera (CRD #: 6066139) has been permitted to resign by PFS Investments. This disclosure appears on his BrokerCheck record, accessed on August 8, 2024. Keep reading if you have questions concerning his alleged conduct. 

Employment Separation After Allegations 

On June 26, 2024, Jonathan Aguilera was permitted to resign by PFS Investments. This followed allegations that he was under internal review for non-compliant social media posts.

FINRA Rule 2210

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public (e.g., in social media posts). This rule requires all communications with the public to be fair, balanced, and free from any false or misleading statements.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of social media rules may also violate this rule. 

Background Information 

Jonathan Aguilera has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help 

If you have worked with Jonathan Aguilera and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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