Jonathan Aguilera Barred by FINRA

Jonathan Aguilera (CRD #: 6066139), formerly registered with PFS Investments, has been barred by FINRA. This disclosure appears on his BrokerCheck record, accessed on February 12, 2025. Keep reading if you have questions concerning his alleged conduct. 

Bar by FINRA

On January 21, 2025, Jonathan Aguilera consented to the entry of findings that he allegedly refused to provide information or documents requested by FINRA on several occasions from October 2024 through January 2025.

According to a Letter of Acceptance, Waiver & Consent (AWC), FINRA was allegedly investigating Jonathan Aguilera’s resignation from PFS Investments.

The firm allegedly filed a Uniform Termination Notice for Securities Industry Registration (Form U5) in July 2024 stating that he was permitted to resign while under internal review for social media posts that did not comply with firm policies.

The AWC concluded that alleged refusal to provide information and documents constitutes a violation of FINRA Rules 8210 and 2010.

FINRA Rule 8210

FINRA Rule 8210 requires members to provide documents, information, and testimony upon request by FINRA.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of social media rules may also violate this rule. 

Sanctions

FINRA permanently barred Jonathan Aguilera on January 21, 2025. You can access the full AWC here.

Employment Separation After Allegations 

On June 26, 2024, Jonathan Aguilera was permitted to resign from PFS Investments following an internal review into allegations that he made social media posts that did not comply with firm policies.

Tax Lien

On January 18, 2018, Jonathan Aguilera incurred a $10,555.80 tax lien.

Background Information 

Jonathan Aguilera has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• Series 6TO Investment Company Products / Variable Contracts Representative Examination 
• SIE – Securities Industry Essentials Examination 

In the past, he worked for PFS Investments (CRD#:10111).

Kurta Law Can Help 

If you have worked with Jonathan Aguilera and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.