Trustmont Financial Group Fires John Traver
John Traver (CRD #1703441) was recently fired by Trustmont Financial Group according to his BrokerCheck record, accessed on March 24, 2022. Details of his termination are provided below.
On December 23, 2021, Trustmont Financial Group fired John Traver after allegedly failing to complete anti-money laundering training in a timely manner. Firms are required to create anti-money laundering programs that are designed to catch the red flags of suspicious transactions.
Florida Office of Financial Regulation Fine
On April 27, 2015, John Traver was the subject of a cease and desist order and was fined $8,500 by the Florida Office of Financial Regulation.
John Traver has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Besides Trustmont Financial Group, he has also worked with Financial Network Investment Corporation (CRD#:13572).
Kurta Law Can Help
If you have been victimized after working with John Traver, don’t hesitate to contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.