John Mangin is Involved in a Power-of-Attorney Dispute

John Mangin (CRD #: 318628), a broker registered with OneAmerica Securities, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 25, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 4, 2024, a complainant alleged that John Mangin, acting in the capacity of Power of Attorney, improperly transferred $722,406 to a non-owner/non-beneficiary of the account. The complainant is seeking $100,000. 

FINRA Rule 3241

FINRA Rule 3241 prohibits brokers from being named as a beneficiary, executor, or trustee or holding other positions of trust for a client, except under certain circumstances.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 3241 might also violate this rule. 

Background Information 

John Mangin has passed the following exams: 

• Series 63 Uniform Securities Agent State Law Examination 
• Series 7TO General Securities Representative Examination 
• Series 6TO Investment Company Products/ Variable Contracts Representative Examination 
• SIE – Securities Industry Essentials Examination 
• Series 1 Registered Representative Examination 
• Series 24 General Securities Representative Examination 

He is a registered broker in six states and is a registered investment adviser in Florida. 

During his 52 years of experience, John Mangin has registered with six firms: 

• OneAmerica Securities (CRD #: 4173) 
• American United Life Insurance Company (CRD #: 1075) 
• Muti-Financial Securities Corporation (CRD #: 10299) 
• Integrated Resources Equity Corporation (CRD #: 6403) 
• NEL Equity Services Corporation (CRD #: 615) 
• Dupont Walston (CRD #: 870) 

Kurta Law Can Help 

If you have worked with John Mangin and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.