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John Larkin Allegedly Failed to Follow Instructions

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 15, 2023 at 9:06pm

John Larkin (CRD #: 1144419), a broker registered with Merrill Lynch, is facing an investor dispute. This dispute appears in his BrokerCheck record, accessed on September 15, 2023. Keep reading if you have questions. 

On August 1, 2023, an investor alleged that John Larkin failed to follow instructions from August through September 2022. The investor is seeking $137,038.36.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

John Larkin has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination 

He is a registered broker in 29 states, D.C., and Puerto Rico. He is also a registered investment adviser in Texas and New Jersey. 

John Larkin has exclusively registered with Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691) during his 40 years of experience. 

Kurta Law Can Help

If you worked with John Larkin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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