John Klaessig Fired from Wells Fargo Clearing Services

John Klaessig (CRD #: 6910760), a broker formerly registered with Wells Fargo Clearing Services, was fired from that firm and its affiliate bank, according to his BrokerCheck record, accessed on August 3, 2025. If you want to know more about his alleged conduct as a broker, keep reading.

Termination from Wells Fargo Clearing Services

On April 11, 2025, John Klaessig was fired from Wells Fargo Bank, N.A. following allegations that he failed to obtain required client information in his role as a banker.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

John Klaessig has passed the following exams:

• General Securities Representative Examination – Series 7TO
• Securities Industry Essentials Examination – SIE
• Investment Company Products/Variable Contracts Representative Examination – Series 6
• Uniform Combined State Law Examination – Series 66
• Uniform Securities Agent State Law Examination – Series 63

He previously worked for Wells Fargo Clearing Services (CRD#:19616).

Kurta Law Can Help

If you worked with John Klaessig and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.