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John Franzino Permitted to Resign from his Position at MML Investors Services

John Franzino (CRD #:4734949), a broker registered with Ameritas Investment Company, was permitted to resign from his position at MML Investors Services according to his BrokerCheck record, accessed on February 2, 2022. Details on this employment disclosure are provided below. 

Resignation Details

On October 7, 2021, John Franzino was permitted to resign from his position at MML Investors Services while under internal review with respect to sales practice issues regarding traditional life insurance products. This disclosure does not state the nature of those sales practices. This alleged conduct violates FINRA Rule 2010, which requires associated persons to observe high standards of commercial honor and just and equitable principles of trade. 

Background Information

John Franzino has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He is a registered broker in Florida, New York, and South Carolina. 

He has also worked with the following firms:

  • NyLife Securities (CRD#:5167)
  • MSI Financial Services (CRD #: 14251) 

Kurta Law Can Help

If you have worked with John Franzino and have concerns about your investments, don’t hesitate to get in touch with us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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