John Franzino Permitted to Resign from his Position at MML Investors Services
John Franzino (CRD #:4734949), a broker registered with Ameritas Investment Company, was permitted to resign from his position at MML Investors Services according to his BrokerCheck record, accessed on February 2, 2022. Details on this employment disclosure are provided below.
On October 7, 2021, John Franzino was permitted to resign from his position at MML Investors Services while under internal review with respect to sales practice issues regarding traditional life insurance products. This disclosure does not state the nature of those sales practices. This alleged conduct violates FINRA Rule 2010, which requires associated persons to observe high standards of commercial honor and just and equitable principles of trade.
John Franzino has passed the following exams:
- Series 63 - Uniform Securities Agent State Law Examination
- SIE - Securities Industry Essentials Examination
- Series 6 - Investment Company Products/Variable Contracts Representative Examination
He is a registered broker in Florida, New York, and South Carolina.
He has also worked with the following firms:
- NyLife Securities (CRD#:5167)
- MSI Financial Services (CRD #: 14251)
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If you have worked with John Franzino and have concerns about your investments, don't hesitate to get in touch with us today at 877-600-0098 or email@example.com for a free consultation.
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