John Enright Allegedly Recommended High-Risk Investments 

John Enright (CRD #: 1326171), a broker registered with Wells Fargo Clearing Services, is the subject of an investor dispute. This disclosure appears in his BrokerCheck record, accessed on August 1, 2023. 

On May 1, 2023, an investor alleged that John Enright recommended high-risk investments, resulting in losses. The investor sought $130,000 but the dispute was denied by the firm. 

Investors should know, however, that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

Background Information 

John Enright has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 15 Foreign Currency Options Examination 
• Series 5 Interest Rate Options Examination 
• Series 3 National Commodity Futures Examination 
• Series 8 General Securities Sales Supervisor Examination (Options Module & General Module) 

He is a registered broker in ten states and is a registered investment adviser in Illinois and Texas. 

John Enright has registered with the following firms: 

• Wells Fargo Clearing Services (CRD #: 19616) 
• Edward Jones (CRD #: 250) 
• RMB Capital Management (CRD #: 134249) 
• RBC Capital Markets (CRD #: 31194)
• First Union Securities (CRD #: 19616) 
• Prudential Securities (CRD #: 7471)
• Drexel Burnham Lambert (CRD #: 7323) 
• Shearson Lehman Hutton (CRD #: 7506) 

Kurta Law Can Help

If you worked with John Enright and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.