Investor Alleges John Campbell Engaged in Theft

John Campbell (CRD #: 2238694), a broker registered with Cambridge Investment Research, was the subject of a recent investor dispute, according to his BrokerCheck record, accessed on February 22, 2023. Investors may have also engaged his services through Cambridge Investment Research Advisors. Read on to learn more about his alleged conduct as a broker.

Investor Dispute

On December 28, 2022, an investor filed a dispute alleging that John Campbell engaged in theft of the client’s funds. The client sought $200,000 in damages but the dispute was denied by the firm.

Investors should be aware, however, that firms don’t need to allow an external review before denying a dispute. Investors can still pursue FINRA arbitration following a denial and may be able to recoup their losses.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

Background Information

John Campbell has passed the following exams:

• Series 63 – Uniform Securities Agent State Law Examination
• Series 65 – Uniform Investment Adviser Law Examination
• SIE – Securities Industry Essentials Examination
• Series 7 – General Securities Representative Examination
• Series 6 – Investment Company Products/Variable Contracts Representative Examination

John Campbell is a registered broker in 11 states and a registered investment adviser in Ohio.

He has also worked for the following firms:

• CUNA Brokerage Services (CRD#:13941)
• IFG Network Securities (CRD#:19948)
• EQ Financial Consultants (CRD#:6627)
• The Equitable Life Assurance Society of the United States (CRD#:4039)

Kurta Law Can Help

If you worked with John Campbell and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.