John Bradley is the Subject of an Investor Dispute

John Bradley (CRD #: 2860562), a broker registered with MML Investors Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on October 18, 2025. Keep reading if you have questions regarding his alleged conduct.

Investor Allegations

On September 10, 2025, an investor alleged that John Bradley advised her to transfer her assets to his firm but did not disclose the significant capital gains that she would experience when doing this or the tax bill it would incur.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose possible tax bills could violate this rule.

Background Information

John Bradley has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination
• Series 9 General Securities Sales Supervisor – Options Module Examination 
• Series 10 General Securities Sales Supervisor – General Module Examination

He is a registered broker in 24 states and is a registered investment adviser in Ohio and Texas.

John Bradley has registered with six firms:

• MML Investors (CRD #: 10409)
• LPL Financial (CRD #: 6413)
• Ivy Distributors (CRD #: 16496)
• Waddell & Reed (CRD #: 866)
• TD Waterhouse Investor Services (CRD #: 7870)
• J. Meyers & Co. (CRD #: 15609)

Kurta Law Can Help

If you worked with John Bradley and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.