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John Adams Terminated by Raymond James

By: kurtablogs Author
December 17, 2025 at 2:32am

John Adams (CRD #: 4742813) has been fired by Raymond James & Associates. This disclosure appears on his BrokerCheck record, accessed on December 16, 2025. Keep reading if you have questions regarding his alleged conduct.

Employment Separation After Allegations

On October 16, 2025, Raymond James & Associates fired John Adams following allegations regarding conduct inconsistent with firm policies on the protection of confidential business information.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating firm policies regarding confidential business information also violates this rule.

Background Information

John Adams has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 87 Research Analyst Exam – Part II Regulations Module
  • Series 86 Research Analyst Exam — Part I Analysis Module
  • Series 7 General Securities Representative Examination

He has registered with the following firms:

  • Raymond James & Associates (CRD #: 705)
  • Hilltop Securities (CRD #: 6220)
  • Truist Securities (CRD #: 6271)
  • Stanford Group Company (CRD #: 39285)

Kurta Law Can Help

If you worked with John Adams and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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