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Joey Jarvis Subject of an Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 2, 2023 at 2:12pm

Joey Jarvis (CRD #: 5492172), a broker registered with J.P. Morgan Securities, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 2, 2023. Keep reading for more details. 

On August 18, 2023, an investor alleged that Joey Jarvis’s investment strategy resulted in a lost market opportunity. The alleged activity took place from May 2019 through January 2022. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Investment strategies that result in lost market opportunities may violate this rule. 

Background Information 

Joe Jarvis has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 50 states, D.C., Puerto Rico, and the Virgin Islands. He is also a registered investment adviser in Texas. 

Joey Jarvis has registered with the following firms: 

  • J.P. Morgan Securities (CRD #: 79) 
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #: 7691) 

Kurta Law Can Help

If you worked with Joey Jarvis and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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