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Joel Parady Fired by Howard Bailey Securities

Joel Parady (CRD #: 6938873) has been terminated by Howard Bailey Securities following a regulatory action in Indiana. This disclosure appears on his BrokerCheck record, accessed on February 9, 2024. Keep reading if you have questions regarding his termination. 

On January 22, 2024, Howard Bailey Securities fired Joel Parady. The firm cited their reason as an enforcement action by the Indiana Secretary of State Securities Division. 

On January 18, 2024, the Indiana Secretary of State Securities Division barred Joel Parady from acting as an investment adviser following allegations of securities and investment advisor fraud. The allegations do not provide any more details regarding the nature of the alleged fraud.

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Securities fraud qualifies as a violation of FINRA Rule 2010.

Background Information 

Joel Parady has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Besides Howard Bailey Securities, Joel Parady has only registered with one other firm: Edward Jones (CRD #: 250). He was registered with this from 2019 until 2020. 

Kurta Law Can Help 

If you have worked with Joel Parady and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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